SEC Form 4 · accession 0001209191-15-086252
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Christmas
Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 8:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2015 | P | 200,000 | $0.2594 | A | 300,000 | I | By IRA |
| Common StockF1 | holding | — | — | — | 912,130 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 4, 2015, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on May 15, 2015. As a result, the reporting person received 24,875 shares of Halcon stock on June 1, 2015.