SEC Form 4 · accession 0001209191-15-069193
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Cusack III
Officer — EVP, Chief Operating Officer
Period of report
Sep 1, 2015
Accepted (ET)
Sep 2, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | P | 50,000 | $1.05 | A | 899,954 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | By LP | |
| Common StockF3 | holding | — | — | — | 23,334 | I | By Cusack Ranch Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 4, 2015, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on May 15, 2015. As a result, the reporting person received 1,243 shares of Halcon stock on June 1, 2015.
- F2Shares owned by a limited partnership of which the reporting person and his spouse are general partners. The reporting person disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.