SEC Form 4 · accession 0001209191-15-040584
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tucker S Bridwell
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | A | 97,200 | $0.00 | A | 355,000 | D | |
| Common StockF1 | holding | — | — | — | 100,000 | I | By FLP | |
| Common StockF2,F3 | holding | — | — | — | 200,000 | I | By Mansefeldt Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned by a family limited partnership of which the reporting person and his spouse are general partners. The reporting person disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
- F3These securities are owned directly by a partnership, of which the reporting person is the manager of its general partner.