SEC Form 5 · accession 0001209191-15-014727
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Elkouri
Officer — EVP, Corp Strategy and CLO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2014 | G | 23,000 | $0.00 | D | 314,551 | D | |
| Common StockF1 | Dec 15, 2014 | G | 2,500 | $0.00 | A | 21,500 | I | By Trust |
| Common Stock | holding | — | — | — | 15,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 30,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for Section 16 or any other purpose.