SEC Form 4 · accession 0001209191-19-013107
NEWMARKET CORP · NEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Gottwald
Officer — Chairman, President & CEO · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2019 | S | 473 | $436.98 | D | 211,934 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
| Common StockF2 | Feb 21, 2019 | S | 1,070 | $438.30 | D | 210,864 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
| Common StockF3 | Feb 21, 2019 | S | 4,257 | $439.28 | D | 206,607 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
| Common StockF4 | Feb 21, 2019 | S | 200 | $440.45 | D | 206,407 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
| Common StockF5 | Feb 22, 2019 | S | 2,972 | $435.24 | D | 145,168 | D | |
| Common StockF6 | Feb 22, 2019 | S | 922 | $436.06 | D | 144,246 | D | |
| Common Stock | Feb 22, 2019 | S | 200 | $437.00 | D | 144,046 | D | |
| Common Stock | Feb 22, 2019 | S | 100 | $438.00 | D | 143,946 | D | |
| Common StockF7 | Feb 22, 2019 | S | 806 | $441.30 | D | 143,140 | D | |
| Common Stock | Feb 22, 2019 | G | 3,000 | $0.00 | D | 140,140 | D | |
| Common Stock | holding | — | — | — | 138,073 | I | By grantor retained annuity trust | |
| Common StockF8 | holding | — | — | — | 33,968 | I | NewMarket Savings Plan | |
| Common Stock | holding | — | — | — | 4,670 | I | Shares held by wife | |
| Common Stock | holding | — | — | — | 500 | I | Shares held by reporting person's son Mark Haywood Gottwald | |
| Common Stock | holding | — | — | — | 6,889 | I | Shares held as co-trustee for fbo children dtd. 12/16/91 | |
| Common Stock | holding | — | — | — | 978 | I | Shares held as trustee for grandchild (trust 1) | |
| Common Stock | holding | — | — | — | 530 | I | Shares held as trustee for grandchild (trust 2) | |
| Common Stock | holding | — | — | — | 394 | I | Shares held as trustee for grandchild (trust 3) | |
| Common Stock | holding | — | — | — | 220 | I | Shares held as trustee for grandchild (trust 4) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.88 to $437.35, inclusive. The reporting person undertakes to provide to NewMarket Corporation, any security holder of NewMarket Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote as well as in footnotes 2 through 7.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.00 to $438.85, inclusive.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.80, inclusive.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.23 to $440.68, inclusive.
- F5The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $434.70 to $435.35, inclusive.
- F6The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.00 to $436.36, inclusive.
- F7The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.30 to $442.00, inclusive.
- F8The increase in shares is due to periodic purchases by the Plan Trustee pursuant to the Plan.