SEC Form 5 · accession 0001209191-19-010259
NEWMARKET CORP · NEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Gottwald
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2018 | G | 31,365 | $0.00 | D | 139,236 | D | |
| Common Stock | Sep 5, 2018 | G | 9,842 | $0.00 | A | 149,078 | D | |
| Common Stock | Nov 26, 2018 | G | 936 | $0.00 | D | 148,142 | D | |
| Common StockF1 | Nov 26, 2018 | G | 72 | $0.00 | A | 148,214 | D | |
| Common Stock | Nov 26, 2018 | G | 72 | $0.00 | A | 4,670 | I | Shares held by wife |
| Common Stock | Nov 26, 2018 | G | 144 | $0.00 | A | 902 | I | Shares held as trustee for grandchild (trust 1) |
| Common Stock | Nov 26, 2018 | G | 144 | $0.00 | A | 454 | I | Shares held as trustee for grandchild (trust 2) |
| Common Stock | Nov 26, 2018 | G | 144 | $0.00 | A | 318 | I | Shares held as trustee for grandchild (trust 3) |
| Common Stock | Nov 26, 2018 | G | 144 | $0.00 | A | 144 | I | Shares held as trustee for grandchild (trust 4) |
| Common Stock | Dec 19, 2018 | G | 76 | $0.00 | A | 978 | I | Shares held as trustee for grandchild (trust 1) |
| Common Stock | Dec 19, 2018 | G | 76 | $0.00 | A | 530 | I | Shares held as trustee for grandchild (trust 2) |
| Common Stock | Dec 19, 2018 | G | 76 | $0.00 | A | 394 | I | Shares held as trustee for grandchild (trust 3) |
| Common Stock | Dec 19, 2018 | G | 76 | $0.00 | A | 220 | I | Shares held as trustee for grandchild (trust 4) |
| Common Stock | holding | — | — | — | 33,953 | I | NewMarket Savings Plan | |
| Common Stock | holding | — | — | — | 138,073 | I | By grantor retained annuity trust | |
| Common Stock | holding | — | — | — | 212,407 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) | |
| Common Stock | holding | — | — | — | 6,889 | I | Shares held as co-trustee fbo children dtd. 12/16/91 | |
| Common Stock | holding | — | — | — | 500 | I | Shares held by reporting person's son Mark Haywood Gottwald |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following a transaction on December 18, 2018 and previously reported (a disposition of 74 shares), the reporting person's direct holdings as of 12/31/2018 equal 148,140.
Remarks
The reporting person is no longer listing the holdings in various trusts previously included on his Section 16 filings because he no longer serves as trustee and therefore is no longer deemed to have a beneficial interest in the shares held by such trusts.