SEC Form 5 · accession 0001209191-18-010001
NEWMARKET CORP · NEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Gottwald
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | G | 828 | $0.00 | D | 122,666 | D | |
| Common Stock | Dec 4, 2017 | G | 69 | $0.00 | A | 10,113 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95 |
| Common Stock | Dec 4, 2017 | G | 105 | $0.00 | A | 10,218 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95 |
| Common Stock | Dec 18, 2017 | G | 71 | $0.00 | A | 122,737 | D | |
| Common Stock | Dec 18, 2017 | G | 71 | $0.00 | A | 4,598 | I | Shares held by wife |
| Common Stock | holding | — | — | — | 33,093 | I | NewMarket Savings Plan | |
| Common StockF1 | holding | — | — | — | 185,937 | I | By grantor retained annuity trust | |
| Common Stock | holding | — | — | — | 500 | I | Shares held for reporting person's son Mark Haywood Gottwald | |
| Common Stock | holding | — | — | — | 6,889 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 12/16/91 | |
| Common Stock | holding | — | — | — | 63,195 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 4/8/94 | |
| Common Stock | holding | — | — | — | 212,407 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 6, 2017, the reporting person transferred 36,557 shares from his grantor retained annuity trust to his direct holdings.