SEC Form 5 · accession 0001209191-17-010346
NEWMARKET CORP · NEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Gottwald
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 11:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | G | 748 | $0.00 | D | 92,027 | D | |
| Common Stock | Nov 21, 2016 | G | 68 | $0.00 | A | 9,976 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood u/a dtd. 10/18/1995 |
| Common Stock | Nov 28, 2016 | G | 68 | $0.00 | A | 10,044 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood u/a dtd. 10/18/1995 |
| Common StockF1 | holding | — | — | — | 32,494 | I | NewMarket Savings Plan | |
| Common Stock | holding | — | — | — | 222,494 | I | By grantor retained annuity trust | |
| Common Stock | holding | — | — | — | 4,527 | I | Shares helf by wife | |
| Common Stock | holding | — | — | — | 500 | I | Shares held for reporting person's son Mark Haywood Gottwald | |
| Common Stock | holding | — | — | — | 6,889 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 1216/91 | |
| Common Stock | holding | — | — | — | 63,194 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 4/8/94 | |
| Common Stock | holding | — | — | — | 212,407 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The increase in shares is due to periodic purchases by the Plan Trustee pursuant to the Plan.