SEC Form 4 · accession 0001209191-15-086245
NEWMARKET CORP · NEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Gottwald
Officer — Chairman, President & CEO · Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 21, 2015 · 7:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | G | 730 | $0.00 | D | 65,139 | D | |
| Common Stock | Dec 16, 2015 | G | 73 | $0.00 | A | 9,835 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95 |
| Common Stock | Dec 16, 2015 | G | 73 | $0.00 | A | 9,908 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95 |
| Common StockF1 | Dec 18, 2015 | A | 245 | $0.00 | A | 65,384 | D | |
| Common StockF2 | holding | — | — | — | 31,878 | I | NewMarket Savings Plan | |
| Common Stock | holding | — | — | — | 250,000 | I | By grantor retained annuity trust | |
| Common Stock | holding | — | — | — | 4,527 | I | Shares held by wife | |
| Common Stock | holding | — | — | — | 500 | I | Shares held for reporting person's son Mark Haywood Gottwald | |
| Common Stock | holding | — | — | — | 6,889 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 12/16/91 | |
| Common Stock | holding | — | — | — | 63,194 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 4/8/94 | |
| Common Stock | holding | — | — | — | 212,407 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 2, 2015, the Compensation Committee of the Board of Directors of NewMarket Corporation (the "Company") approved stock awards to be granted on December 18, 2015 (the "Award Date") pursuant to the Company's 2014 Incentive Compensation and Stock Plan (the "2014 Compensation Plan"). The stock will vest on the third anniversary of the Award Date, providing the reporting person is employed by the Company.
- F2The increase in shares is due to periodic purchases by the Plan Trustee pursuant to the Plan.