SEC Form 4 · accession 0001209191-15-069943
NEWMARKET CORP · NEU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Gottwald
Officer — Chairman, President & CEO · Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2015 | F | 136 | $385.28 | D | 65,869 | D | |
| Common StockF2 | holding | — | — | — | 250,000 | I | By grantor retained annuity trust | |
| Common StockF3 | holding | — | — | — | 31,754 | I | NewMarket Savings Plan | |
| Common Stock | holding | — | — | — | 4,527 | I | Shares held by wife | |
| Common Stock | holding | — | — | — | 9,762 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95 | |
| Common Stock | holding | — | — | — | 500 | I | Shares held for reporting person's son Mark Haywood Gottwald | |
| Common Stock | holding | — | — | — | 6,889 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 12/16/91 | |
| Common Stock | holding | — | — | — | 63,194 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 4/8/94 | |
| Common Stock | holding | — | — | — | 212,407 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 15, 2012, the Compensation Committee of the Board of Directors of NewMarket Corporation (the "Company") approved stock awards to be granted on September 4, 2012 (the "Award Date") pursuant to the Company's 2004 Incentive Compensation and Stock Plan. The stock vested on September 4, 2015. The disposition being reported on this Form 4 represents the shares withheld in satisfaction of the withholding tax liability.
- F2On September 4, 2015, the reporting person contributed 250,000 shares of the Company's stock to a grantor retained annuity trust for the benefit of himself and his five adult children.
- F3The increase in shares is due to periodic purchases by the Plan Trustee pursuant to the Plan