SEC Form 4 · accession 0001104659-26-071997
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail M Sasaki
Officer — EVP and CFO
Period of report
Jun 5, 2026
Accepted (ET)
Jun 9, 2026 · 9:31 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 5, 2026 | A | 200,000 | $0.00 | A | 684,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of June 9, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
- F2The amount reported includes shares subject to unvested RSUs.