SEC Form 4 · accession 0001104659-18-024552
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2018 | A | 300,000 | $0.00 | A | 385,568 | D | |
| Common Stock | holding | — | — | — | 4,752,803 | I | Hong-Cha Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of restricted stock awarded on April 13, 2018 vest in installments of 37,500 beginning on July 13, 2018 and every three months thereafter through April 13, 2020.