SEC Form 4 · accession 0001104659-17-039918
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2017 | S | 21,473 | $1.09 | D | 4,756,062 | I | Hong-Cha Property Trust |
| Common Stock | Jun 15, 2017 | S | 3,259 | $1.09 | D | 4,752,803 | I | Hong-Cha Property Trust |
| Common Stock | holding | — | — | — | 85,568 | D |
Table II — derivative securities
No Table II lines on this filing.