SEC Form 4 · accession 0001104659-17-039016
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | S | 13,750 | $1.16 | D | 4,837,991 | I | Hong-Cha Property Trust |
| Common Stock | Jun 12, 2017 | S | 39,871 | $1.11 | D | 4,798,120 | I | Hong-Cha Property Trust |
| Common Stock | Jun 13, 2017 | S | 20,585 | $1.12 | D | 4,777,535 | I | Hong-Cha Property Trust |
| Common Stock | holding | — | — | — | 85,568 | D |
Table II — derivative securities
No Table II lines on this filing.