SEC Form 4 · accession 0001104659-17-009970
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail M Sasaki
Officer — Vice President and CFO
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.02 | Feb 14, 2017 | A | 75,000 | A | — | Feb 14, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The option vests in sixteen (16) equal quarterly installments through February 14, 2021