SEC Form 4 · accession 0001104659-16-090490
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jan 18, 2016
Accepted (ET)
Jan 19, 2016 · 9:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.70 | Jan 18, 2016 | A | 300,000 | A | — | Jan 18, 2026 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1The options vests in sixteen (16) equal quarterly installments through January 18, 2020