SEC Form 4 · accession 0001104659-15-086074
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | S | 2,300 | $0.83 | D | 5,175,754 | I | Hong-Cha Property Trust |
| Common Stock | Dec 18, 2015 | S | 22,951 | $0.79 | D | 5,152,803 | I | Hong-Cha Property Trust |
| Common Stock | holding | — | — | — | 85,568 | D |
Table II — derivative securities
No Table II lines on this filing.