SEC Form 4 · accession 0001104659-15-084456
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2015 | S | 70,000 | $0.89 | D | 5,248,750 | I | Hong-Cha Property Trust |
| Common Stock | Dec 10, 2015 | S | 70,000 | $0.89 | D | 5,178,750 | I | Hong-Cha Property Trust |
| Common Stock | Dec 11, 2015 | S | 696 | $0.89 | D | 5,178,054 | I | Hong-Cha Property Trust |
| Common Stock | holding | — | — | — | 85,568 | D |
Table II — derivative securities
No Table II lines on this filing.