SEC Form 4 · accession 0001104659-15-045126
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | S | 134,968 | $0.57 | D | 5,483,782 | I | Hong-Cha Property Trust |
| Common Stock | Jun 11, 2015 | S | 165,032 | $0.54 | D | 5,318,750 | I | Hong-Cha Property Trust |
| Common Stock | holding | — | — | — | 85,568 | D |
Table II — derivative securities
No Table II lines on this filing.