SEC Form 4 · accession 0001104659-15-004282
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vince Sheeran
Director
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.31 | Jan 21, 2015 | A | 20,000 | A | — | Jan 21, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The options vest in sixteen equal quarterly installments beginning on April 21, 2015.