SEC Form 4 · accession 0001104659-15-001307
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.84 | Jan 6, 2015 | A | 300,000 | A | — | Jan 6, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1The options vests in sixteen (16) equal quarterly installments through January 6, 2015