SEC Form 4 · accession 0001225208-18-005323
WINDSTREAM HOLDINGS, INC. · WIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery W. Small
Officer — President-Consumer & SMB
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | D | 2,473 | $1.60 | D | 71,414 | D | |
| Common Stock | holding | — | — | — | 7,918 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by Windstream Holdings, Inc. for payment of tax liability incidental to the vesting of time based restricted stock in a transaction exempt in accordance with SEC Rule 16b-3.