SEC Form 4 · accession 0001225208-17-018969
WINDSTREAM HOLDINGS, INC. · WIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony W Thomas
Officer — Director, President & CEO · Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | D | 9,435 | $2.08 | D | 627,571 | D | |
| Common Stock | holding | — | — | — | 3,947 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by Windstream Holdings, Inc. for payment of tax liability incidental to the vesting of time based restricted stock in a transaction exempt in accordance with SEC Rule 16b-3.