SEC Form 4 · accession 0001225208-17-013370
WINDSTREAM HOLDINGS, INC. · WIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Layne Levine
Officer — President-Enterprise
Period of report
Aug 8, 2017
Accepted (ET)
Aug 8, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2017 | A | 707,548 | $2.12 | A | 707,548 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued pursuant to a certain Inducement Restricted Shares Agreement between the Issuer and the reporting person, dated August 8, 2017. Shares are subject to a substantial risk of forfeiture until vested. Shares vest on March 1, 2018, 2019 and 2020.