SEC Form 4 · accession 0001225208-17-002724
WINDSTREAM HOLDINGS, INC. · WIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E. Gunderman
Officer — CFO
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2017 | A | 80,378 | $7.39 | A | 214,340 | D | |
| Common Stock | holding | — | — | — | 2,374 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued under an equity incentive plan in accordance with Rule 16b-3(d) and are subject to a substantial risk of forfeiture until vested. Shares vest on March 1, 2018, 2019 and 2020.