SEC Form 4 · accession 0001225208-16-029085
WINDSTREAM HOLDINGS, INC. · WIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James David Works Jr.
Officer — President-Enterprise
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | A | 10,936 | $7.32 | A | 139,408 | D | |
| Common StockF2 | Mar 1, 2016 | D | 5,436 | $7.32 | D | 133,972 | D | |
| Common Stock | holding | — | — | — | 2,215 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares (net of applicable tax liability withholdings) were acquired in connection with the vesting of a performance-based restricted stock unit awarded in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to SEC Rule 16b-3.
- F2These shares were withheld by Windstream Holdings, Inc. for payment of tax liability incidental to the vesting of time based restricted stock in a transaction exempt in accordance with SEC Rule 16b-3.