SEC Form 4 · accession 0001225208-15-011656
WINDSTREAM HOLDINGS, INC. · WIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James David Works Jr.
Officer — President-Enterprise
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2015 | A | 41,474 | $10.85 | A | 61,213 | D | |
| Common Stock | holding | — | — | — | 750 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued under an equity incentive plan in accordance with Rule 16b-3(d) and are subject to a substantial risk of forfeiture until vested. Shares vest on March 1, 2016, 2017 and 2018.
- F2On April 26, 2015, Windstream Holdings, Inc. effected a 1-for-6 reverse stock split of its outstanding common stock, and the reporting person's previously reported holdings have been proportionately adjusted to reflect the reverse stock split.