SEC Form 4 · accession 0001553350-26-000129
Dolphin Entertainment, Inc. · DLPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William O'Dowd IV
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 16, 2026
Accepted (ET)
Sep 17, 2026 · 6:40 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001282224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2026 | P | 4,452 | $1.54 | A | 555,942 | D | |
| Common StockF1 | holding | — | — | — | 54,535 | I | By Dolphin Entertainment, LLC | |
| Common StockF2 | holding | — | — | — | 62,106 | I | By Dolphin Digital Media Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
- F2Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.