SEC Form 4 · accession 0001354488-16-008730
Dolphin Entertainment, Inc. · DLPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William O'Dowd IV
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 23, 2016
Accepted (ET)
Dec 27, 2016 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | P | 400 | $6.75 | A | 953,900 | D | |
| Common Stock | holding | — | — | — | 2,799,682 | I | By Dolphin Entertainment, Inc. | |
| Common Stock | holding | — | — | — | 1,242,104 | I | By Dolphin Digital Media Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.