SEC Form 4 · accession 0001354488-16-008640
Dolphin Entertainment, Inc. · DLPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Stanham
Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | P | 600 | $5.99 | A | 26,835 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Issuer completed a 20-to-1 reverse stock split effective May 10, 2016. The amount stated includes the post-split adjusted amount. Fractional shares resulting from the reverse stock split were rounded up to the nearest whole share.