SEC Form 4 · accession 0001354488-16-006844
Dolphin Entertainment, Inc. · DLPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Stanham
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2016 | J | 222,560 | — | A | 524,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 29, 2016, the Issuer entered into a debt-for-equity exchange with the Reporting Person. Pursuant to the exchange, $50,000 in principal plus $5,640 in interest was exchanged at $0.25 per share, for 222,560 shares of the Issuer?s Common Stock.