Form4insider filings, from the source

SEC Form 4 · accession 0001079973-26-001229

Dolphin Entertainment, Inc. · DLPN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
William O'Dowd IV
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
May 12, 2025
Accepted (ET)
Sep 8, 2026 · 4:40 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001282224

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
10% Convertible Promissory Note due 2027F1,F3,F2$1.00May 12, 2025J—AMay 12, 2025Jun 30, 2027Common Stock1,107,873—I
10% Convertible Promissory Note due 2029F1,F3,F2$1.00May 12, 2025J—AMay 12, 2025Oct 29, 2029Common Stock1,000,000—I
10% Convertible Promissory Note due 2029F1,F3,F2$1.00May 12, 2025J—AMay 12, 2025Dec 10, 2029Common Stock135,000—I

Explanation of responses