SEC Form 4 · accession 0001079973-26-001227
Dolphin Entertainment, Inc. · DLPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William O'Dowd IV
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 8, 2026
Accepted (ET)
Sep 8, 2026 · 4:38 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001282224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2026 | P | 4,100 | $1.19 | A | 547,190 | D | |
| Common StockF2 | holding | — | — | — | 54,535 | I | By Dolphin Entertainment, LLC | |
| Common StockF3 | holding | — | — | — | 62,106 | I | By Dolphin Digital Media Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.17 to $1.20, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.
- F2Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
- F3Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.