SEC Form 5 · accession 0001225208-19-002621
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Johns
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 44,780 | D | ||
| Common Stock | holding | — | — | — | 1,661 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 965 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 384 | I | By Spouse IRA | |
| Common StockF2 | holding | — | — | — | 19,506 | I | By trust for benefit of children of which spouse is trustee | |
| Common Stock (phantom stock) | holding | — | — | — | 77,094 | I | By Trustee Director's Def Stock Inv Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2Corrects indirect holdings inadvertently omitted from Form 4 filings since gift transactions by reporting person to trusts for the benefit of each of his two children. A gift of 19,240 shares to the trusts on November 24, 2015, was reported on Form 4 filed January 20, 2016, and a gift of 266 shares to the trusts on August 9, 2017, was reported on Form 4 filed January 17, 2018, in each case without reporting indirect beneficial ownership of the shares in the trusts. Reporting person's spouse is trustee of the trusts, and by virtue of Rule 16a-8 she is deemed to be a beneficial owner of the shares.