SEC Form 4 · accession 0001225208-18-012201
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Turner Jr.
Officer — President & CEO · Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 2, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 15,873 | $6.30 | A | 242,742 | D | |
| Common StockF1 | Aug 1, 2018 | F | 5,373 | $18.61 | D | 237,369 | D | |
| Common StockF2 | holding | — | — | — | 3,907 | I | By 401(k) | |
| Common Stock (phantom stock)F2 | holding | — | — | — | 5,965 | I | Indirect - By 401 (k) Supplemental Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.30 | Aug 1, 2018 | M | 15,873 | D | Jul 1, 2012 | Jun 30, 2021 | Common Stock | 15,873 | 118,650 | D |
Explanation of responses
- F1Price per share of shares withheld in payment of exercise price of incentive stock options. Valued at previous day's closing price.
- F2Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.