SEC Form 4 · accession 0001225208-18-008754
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fournier J. Gale III
Officer — SEVP & GC
Period of report
May 2, 2018
Accepted (ET)
May 4, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2018 | M | 54,065 | $7.43 | A | 198,163 | D | |
| Common Stock | May 3, 2018 | F | 5,448 | $18.3529 | D | 192,715 | D | |
| Common StockF2 | May 3, 2018 | S | 21,459 | $18.3529 | D | 171,256 | D | |
| Common Stock | May 3, 2018 | F | 27,158 | $18.3529 | D | 144,098 | D | |
| Common StockF2 | May 3, 2018 | S | 34,780 | $18.3529 | D | 109,318 | D | |
| Common StockF5 | Apr 2, 2018 | J | 43 | $0.00 | A | 4,306 | I | By 401(k) |
| Common StockF5,F6 | May 2, 2018 | I | 4,306 | $18.2309 | D | 0 | I | By 401(k) |
| Common Stock | May 2, 2018 | S | 7,400 | $18.56 | D | 0 | I | By IRA |
| Common Stock (phantom stock)F5 | Apr 2, 2018 | J | 63 | $0.00 | A | 9,558 | I | Indirect - By 401 (k) Supplemental Plan |
| Common Stock (phantom stock)F5,F6 | May 3, 2018 | I | 9,558 | $18.1036 | D | 0 | I | Indirect - By 401 (k) Supplemental Plan |
| Depositary Shares Representing Series A Preferred Stock | holding | — | — | — | 8,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.43 | May 3, 2018 | M | 54,065 | D | Mar 1, 2012 | Feb 28, 2021 | Common Stock | 54,065 | 0 | D |
Explanation of responses
- F1Price per share of shares netted and sold, representing payment of exercise price of incentive stock options. Valued at execution price.
- F2Weighted average execution price.
- F3Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.
- F4Acquired through dividend reinvestment credited in January and April 2018 to reporting person's holdings in employer stock fund.
- F5Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
- F6Disposition price per unit equates to $18.55 per share.