SEC Form 4 · accession 0001225208-18-001506
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett D Couch
Officer — SEVP
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2017 | J | 138 | $14.6101 | A | 240,796 | D | |
| Common Stock | Jun 30, 2017 | J | 244 | $14.6288 | A | 261,028 | D | |
| Common Stock | Sep 29, 2017 | J | 303 | $15.2281 | A | 261,331 | D | |
| Common Stock | Oct 26, 2017 | G | 29,164 | $0.00 | D | 232,167 | D | |
| Common Stock | Jan 23, 2018 | M | 233,150 | $7.00 | A | 465,317 | D | |
| Common StockF2 | Jan 23, 2018 | F | 5,164 | $19.362 | D | 460,153 | D | |
| Common Stock | Jan 23, 2018 | S | 99,901 | $19.362 | D | 360,252 | D | |
| Common StockF3 | Jan 23, 2018 | F | 128,085 | $19.362 | D | 232,167 | D | |
| Common StockF1,F4 | Dec 31, 2017 | J | 314 | $0.00 | A | 16,204 | I | By 401(k) |
| Common Stock (phantom stock)F1 | Dec 31, 2017 | J | 133 | $0.00 | A | 6,432 | I | By Deferred Compensation Plan |
| Common Stock (phantom stock)F1,F4 | Dec 31, 2017 | J | 453 | $0.00 | A | 23,090 | I | Indirect - By 401 (k) Supplemental Plan |
| Common Stock | holding | — | — | — | 3,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,000 | I | By Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.00 | Jan 23, 2018 | M | 233,150 | D | Jun 22, 2011 | Jun 21, 2020 | Common Stock | 233,150 | 0 | D |
Explanation of responses
- F1These shares were acquired through regular dividend reinvestments.
- F2Price per share of shares withheld and sold, representing payment of exercise price of incentive stock options. Valued at execution price.
- F3Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.
- F4Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.