SEC Form 4 · accession 0001225208-17-013383
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Turner Jr.
Officer — CFO
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | S | 54,000 | $14.951 | D | 0 | I | By Trust 1 |
| Common StockF2 | Aug 7, 2017 | S | 11,000 | $14.951 | D | 0 | I | By Trust 2 |
| Common Stock | holding | — | — | — | 121,160 | D | ||
| Common StockF3 | holding | — | — | — | 17,826 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 125 | I | By Custodian for Daughter 1 | |
| Common Stock | holding | — | — | — | 325 | I | By Custodian for Son 1 | |
| Common Stock | holding | — | — | — | 125 | I | By Custodian for Son 2 | |
| Common StockF3 | holding | — | — | — | 1,775 | I | By Spouse 401(k) | |
| Common Stock (phantom stock)F3 | holding | — | — | — | 32,933 | I | Indirect - By 401 (k) Supplemental Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Robert S. Clayton Revocable Trust for the Benefit of Nieces and Nephews, of which reporting person is the trustee with full investment authority and is a beneficiary. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2) and Rule 16a-8(b)(3).
- F2Held by Robert S. Clayton Revocable Trust for the Benefit of Grandnieces and Grandnephews, of which reporting person is the trustee with full investment authority, and members of his immediate family(but not reporting person) are beneficiaries. These shares are reported in an individual capacity and on behalf of the trust, in accordance with Rule 16a-8(b)(2).
- F3Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.