SEC Form 4 · accession 0001225208-17-009253
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C. Keith Herron
Officer — SEVP
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2017 | S | 30,000 | $14.2962 | D | 204,537 | D | |
| Common StockF2 | holding | — | — | — | 6,512 | I | By 401(k) | |
| Common Stock (phantom stock) | holding | — | — | — | 7,243 | I | By Deferred Compensation Plan | |
| Common Stock (phantom stock)F2 | holding | — | — | — | 17,382 | I | Indirect - By 401 (k) Supplemental Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Weighted average execution price.
- F2Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.