SEC Form 5 · accession 0001225208-17-003037
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald G. Smith
Officer — SEVP
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | G | 4,100 | $0.00 | D | 218,930 | D | |
| Common Stock | Dec 28, 2016 | G | 3,500 | $0.00 | D | 215,430 | D | |
| Common StockF1,F2 | Dec 31, 2016 | J | 457 | $0.00 | A | 16,501 | I | By 401(k) |
| Common Stock (phantom stock)F1,F2 | Dec 31, 2016 | J | 542 | $0.00 | A | 19,594 | I | Indirect - By 401 (k) Supplemental Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired through regular dividend reinvestments.
- F2Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.