SEC Form 4 · accession 0001225208-17-001860
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Owen
Officer — SEVP
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2016 | J | 416 | $0.00 | A | 15,087 | I | By 401(k) |
| Common StockF1,F2 | Jan 3, 2017 | J | 68 | $0.00 | A | 15,156 | I | By 401(k) |
| Common StockF2 | Jan 25, 2017 | I | 15,156 | $14.3977 | D | 0 | I | By 401(k) |
| Phantom Stock Units (401k)F1,F2 | Dec 31, 2016 | J | 881 | $0.00 | A | 31,864 | I | Indirect - By 401 (k) Supplemental Plan |
| Phantom Stock Units (401k)F1,F2 | Jan 3, 2017 | J | 144 | $0.00 | A | 32,007 | I | Indirect - By 401 (k) Supplemental Plan |
| Phantom Stock Units (401k)F2 | Jan 25, 2017 | I | 32,007 | $14.3977 | D | 0 | I | Indirect - By 401 (k) Supplemental Plan |
| Common Stock | holding | — | — | — | 214,243 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired through regular dividend reinvestments.
- F2Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.