SEC Form 4 · accession 0001225208-17-001783
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen S. Jones
Officer — SEVP
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2017 | M | 40,392 | $7.00 | A | 95,278 | D | |
| Common Stock | Jan 24, 2017 | S | 13,433 | $14.1478 | D | 81,845 | D | |
| Common StockF1 | Jan 24, 2017 | F | 26,959 | $14.1478 | D | 54,886 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.00 | Jan 24, 2017 | M | 40,392 | D | Jun 22, 2011 | Jun 21, 2020 | Common Stock | 40,392 | 0 | D |
Explanation of responses
- F1Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.