SEC Form 4 · accession 0001225208-16-041980
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Horton
Officer — SEVP
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2016 | G | 1,060 | $0.00 | D | 81,434 | D | |
| Common Stock | Nov 16, 2016 | S | 50,000 | $12.99 | D | 31,434 | D | |
| Common StockF1 | holding | — | — | — | 13,991 | I | By 401(k) | |
| Common Stock (phantom stock)F1 | holding | — | — | — | 6,507 | I | Indirect - By 401 (k) Supplemental Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.