SEC Form 4 · accession 0001225208-16-040578
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don Defosset
Director
Period of report
Jul 1, 2016
Accepted (ET)
Oct 18, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | J | 564 | $8.3651 | A | 91,336 | D | |
| Common Stock | Jul 1, 2016 | J | 23 | $8.51 | A | 91,359 | D | |
| Common Stock | Oct 1, 2016 | J | 20 | $9.87 | A | 91,379 | D | |
| Common Stock | Oct 3, 2016 | J | 481 | $9.8879 | A | 91,860 | D | |
| Common Stock (phantom stock) | Jul 1, 2016 | J | 93 | $8.3651 | A | 12,046 | I | By Trustee Director's Def Stock Inv Plan |
| Common Stock (phantom stock) | Oct 3, 2016 | J | 79 | $9.8879 | A | 12,125 | I | By Trustee Director's Def Stock Inv Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired through regular dividend reinvestments.
- F2Acquisition resulting from the reinvestment of regular quarterly dividends in the Amsouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors. Since the merger, only quarterly dividends are being accrued in the Plan.