SEC Form 4 · accession 0001225208-16-040572
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Johns
Director
Period of report
Oct 14, 2016
Accepted (ET)
Oct 18, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (phantom stock) | Oct 3, 2016 | J | 368 | $9.8879 | A | 56,356 | I | By Trustee Director's Def Stock Inv Plan |
| Common Stock (phantom stock) | Oct 14, 2016 | J | 3,028 | $10.0725 | A | 59,384 | I | By Trustee Director's Def Stock Inv Plan |
| Common Stock | holding | — | — | — | 30,066 | D | ||
| Common Stock | holding | — | — | — | 1,661 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 384 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired through regular dividend reinvestments.
- F2The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.
- F3Reporting person dislcaims beneficial ownership of these shares.