SEC Form 4 · accession 0001225208-16-038174
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen S. Jones
Officer — SEVP
Period of report
Aug 18, 2016
Accepted (ET)
Aug 19, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | S | 10,000 | $9.53 | D | 54,886 | D | |
| Common StockF2 | Jul 1, 2016 | J | 48 | $0.00 | A | 2,241 | I | By 401(k) |
| Common StockF2 | Aug 18, 2016 | I | 2,241 | $9.498 | D | 0 | I | By 401(k) |
| Common Stock (phantom stock)F2 | Jul 1, 2016 | J | 110 | $0.00 | A | 5,170 | I | Indirect - By 401 (k) Supplemental Plan |
| Common Stock (phantom stock)F2 | Aug 18, 2016 | I | 5,170 | $9.498 | D | 0 | I | Indirect - By 401 (k) Supplemental Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired through dividend reinvestment credited in January, April, and July 2016 to reporting person's holdings in employer stock fund.
- F2Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.