SEC Form 4 · accession 0001225208-15-020615
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia M. Rogers
Officer — SEVP
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | S | 9,500 | $10.05 | D | 104,490 | D | |
| Common Stock | Jul 1, 2015 | J | 7 | $10.4447 | A | 1,297 | I | By Living Trust |
| Common Stock | Oct 1, 2015 | J | 9 | $8.9896 | A | 1,306 | I | By Living Trust |
| Common StockF3 | holding | — | — | — | 2,250 | I | By 401(k) | |
| Depositary Shares Representing Series A Preferred Stock | holding | — | — | — | 1,000 | I | By Spouse IRA | |
| Common Stock (phantom stock)F3 | holding | — | — | — | 4,007 | I | Indirect - By 401 (k) Supplemental Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to a trading plan intended to comply with the requirements of SEC Rule 10b5-1.
- F2These shares were acquired through regular dividend reinvestments.
- F3Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.