SEC Form 4 · accession 0001225208-15-016572

REGIONS FINANCIAL CORP · RF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP

Period of report

Aug 4, 2015

Accepted (ET)

Aug 6, 2015 · 6:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001281761

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 4, 2015	M	30,385	$7.00	A	88,223	D
Common Stock	Aug 4, 2015	M	21,543	$6.54	A	109,766	D
Common Stock	Aug 4, 2015	M	14,285	$7.00	A	124,051	D
Common Stock^F1	Aug 4, 2015	F	9,643	$10.37	D	114,408	D
Common Stock	Aug 4, 2015	S	12,085	$10.38	D	102,323	D
Common Stock^F2	Aug 4, 2015	F	39,843	$10.38	D	62,480	D
Common Stock^F3	holding	—	—		—	13,683	I	By 401(k)
Common Stock (phantom stock)^F3	holding	—	—		—	5,734	I	Indirect - By 401 (k) Supplemental Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$6.54	Aug 4, 2015	M	21,543	D	—	May 31, 2021	Common Stock	21,543	0	D
Stock Option (Right to Buy)^F5	$7.00	Aug 4, 2015	M	14,285	D	—	Jun 21, 2020	Common Stock	14,285	30,385	D
Stock Option (Right to Buy)^F5	$7.00	Aug 4, 2015	M	30,385	D	—	Jun 21, 2020	Common Stock	30,385	0	D

F1Price per share of shares tendered and netted, representing payment of exercise price of incentive stock options. Valued at previous day close.
F2Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.
F3Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
F4These options became exercisable on June 1, 2014.
F5These options became exercisable on June 22, 2013.