SEC Form 5 · accession 0001225208-15-003787
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Malone
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2014 | J | 5,382 | $0.00 | D | 0 | I | By Spouse |
| Common Stock | holding | — | — | — | 37,091 | D | ||
| Common Stock (phantom stock) | holding | — | — | — | 64,813 | I | By Trustee Director's Def Stock Inv Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person previously reported indirect ownership of 5,382 shares owned directly by his spouse. As a consequence of divorce that became final in 2014, indirect ownership of such shares is no longer attributable to reporting person, and therefore shares owned by his former spouse will no longer be reported.