SEC Form 5 · accession 0001225208-15-003783
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia M. Rogers
Officer — SEVP
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2014 | J | 1,028 | $0.00 | A | 2,250 | I | By 401(k) |
| Common Stock | Jul 1, 2014 | J | 6 | $10.7309 | A | 3,271 | I | By Living Trust |
| Common Stock | Oct 1, 2014 | J | 6 | $9.8918 | A | 3,278 | I | By Living Trust |
| Common Stock (phantom stock)F2 | Dec 31, 2014 | J | 2,006 | $0.00 | A | 4,007 | I | Indirect - By 401 (k) Supplemental Plan |
| Common Stock | holding | — | — | — | 85,193 | D | ||
| Depositary Shares Representing Series A Preferred Stock | holding | — | — | — | 1,000 | I | By Spouse IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired through regular contributions to tax-conditioned plan.
- F2Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
- F3These shares were acquired through regular dividend reinvestments.